Our Client In The Financial Services Sector Is Looking To Hire a Compliance Administrator Who Will Be Responsible For Providing General Administrative Support To The Organisation. Incumbent Will Be Responsible For Overseeing And Maintaining An Organization's Adherence To Relevant Laws, Regulations, And Internal Policies By Monitoring Operations, Conducting Compliance Audits, Implementing Training Programs, And Documenting Procedures. The Ideal Candidate Will Have Previous Experience In A Similar Role.
Duties Include:
– General Administration Including Filing, Data Entry, Typing And Assisting In The Management Of Communications And Paperwork, Managing Diaries, Assisting With Travel Arrangements/ Organisation, Looking After Visitors And Assisting With General Reception And Telephone Duties
– Assisting Line Manager To Make Improvements And Implement Required Changes
– Assisting Line Manager To Liaise With External Agencies In Relation To Compliance Matters
– Reporting (Content And Format As Agreed) On a Monthly Basis Or As Otherwise Required
– Ensuring Compliance To Relevant Codes, Legislation And Procedures Including Health And Safety
– Maintaining Accurate Records/Documentation
– Contributing Towards The Smooth Running Of The Team
– Using Resources And Control Expenses To Meet Agreed Budgetary Controls
– Adhering To All Organisation Policies And Procedures
– Interacting And Co-Operating With All Members Of The Organisation, Its Suppliers And Clients/Customers
Experience And Qualifications:
– Degree Holder (Minimum 2:1 In Management / Law / Finance)
– At Least 3 Years Of Relevant Experience In A Similar Position
– Professional Qualification
– Master’s Degree In Finance An Added Advantage