Our Client In The Financial Services Sector Is Looking To Hire a Compliance Associate. The Compliance Associate Is Responsible For Overseeing The Organization’s Compliance With Government Laws And Regulations. Duties Of The Incumbent Include Coordinating With Company Management To Identify Potential Risks, Implementing Policies And Procedures To Uphold Laws And Regulations And Monitoring The Company’s Adherence To Those Policies And Procedures.
Duties And Responsibilities
Assisting The Compliance Officer In The Daily Duties.
Drafting AML/ Compliance / Other Reports.
Assisting With Independent Compliance Audits.
Assisting With FSC Inspections.
Reviewing And Collating KYC Documents Of Prospective Clients.
Conducting Risk-Rating Of Existing And Prospective Clients.
Screening Existing And Prospective Clients / Companies.
Ensuring That All Records Are Properly Kept.
Conducting Transaction Monitoring.
Conducting File Reviews.
Reviewing Expiry Of KYC Documents Of Existing Clients And Issuing Request Letters.
Completion Of AML Surveys.
Other Ad Hoc Duties.
Qualifications And Experience
Degree Holder (Minimum 2:1 In Management / Law / Finance)
1 To 2 Years Relevant Experience
Exposure To AML/CFT